Economie
CNVM restrictioneaza pentru 3 luni activitatea NHL Securities
Comisia Nationala a Valorilor Mobiliare (CNVM) va restrictiona pentru o perioada de 90 de zile serviciile de investitii financiare prestate de casa de brokeraj NHL Securities, deoarece fondurile proprii ale acesteia au scazut sub limita minima admisa.
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Arbitrul pietei de capital impune astfel firmei de brokeraj din Bucuresti sa se incadreze in limitele fondurilor proprii, aferente activitatii de servicii de investitii financiare, adica echivalentul in lei a sumei de 125.000 euro, si va restrictiona tranzactiile care vor depasi capitalul social initial de 50.000 euro.
NHL Securities poate sa conteste decizia Comisiei in termen de 30 de zile de la data comunicarii. In perioada aplicarii restrictiilor, brokerul nu mai poate detine fonduri sau intrumente financiare care apartin clientilor.
NHL Securities a intermediat, la nivelul anului trecut, tranzactii de 26,45 milioane lei si are o cota de piata de numai 0,15%.
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